Guide 10 / Compliance

Control hazards.
Prove the system.

Requirements differ by jurisdiction, buyer, crop, destination, activity, and certification scope. Current official rules, pesticide labels, import conditions, and signed buyer specifications always prevail.

Important limitationThis educational guide is not legal advice, an official checklist, an audit, or evidence of compliance or certification. Identify your local food-safety authority and buyer requirements.
01 / Hazard-based system
Farm through dispatch

Map the flow.
Control the risk.

Document the product and intended use, draw the process from inputs to customer, identify reasonably foreseeable biological, chemical, physical and allergen hazards where relevant, then define preventive controls, monitoring, correction, verification and records under applicable rules.

People

Worker health and hygiene

Provide accessible toilets and handwashing, potable supplies where required, illness and injury reporting, clean protective clothing where appropriate, visitor controls, and training in languages and formats workers understand.

Water

Assess each intended use

Map agricultural and postharvest sources, distribution, cross-connections and contact uses. Conduct the risk assessment, inspection, testing, treatment, corrective action and records required by current local rules and buyer programs.

Soil amendments

Control biological hazards

Identify manure and biological soil amendments, suppliers, treatment status, handling, storage and application. Prevent runoff and cross-contamination and follow applicable treatment and application-interval requirements.

Animals

Monitor intrusion

Assess domestic and wild animal activity without unsafe wildlife practices. Before harvest, evaluate affected areas and exclude fruit where contamination risk cannot be controlled.

Tools & surfaces

Clean before sanitizing

Inventory food-contact tools, containers, belts, tables and water systems. Define cleaning, any lawful sanitizing step, concentration or method, contact time, verification, storage and corrective actions.

Chemicals

Secure and separate

Approve suppliers, identify every chemical, retain labels and safety information, segregate incompatibles, contain spills, control access, calibrate equipment, manage waste and document inventory.

02 / Harvest and packhouse
Prevent recontamination

Clean handoffs.
Traceable lots.

Validate the actual process and facility. A visually clean surface, a generic sanitizer routine, or a final-product test alone does not demonstrate control.

01 / Release

Authorize harvest

Verify field assessment, input records and intervals, water status, worker readiness, weather impacts, animal intrusion and destination specification before releasing the block.

02 / Containers

Protect food-contact items

Use dedicated, intact, cleanable harvest containers under a documented cleaning and storage program. Do not use chemical or waste containers for fruit.

03 / Flow

Separate dirty from clean

Design receiving, cull, wash if used, dry, grade, pack, cold storage and dispatch flow to limit cross-traffic, condensate, pests, glass or brittle-plastic hazards and recontamination.

04 / Sanitation

Verify execution

Define what, how, chemical or method, responsible person, frequency, pre-operational release, monitoring, verification, corrective action and records for each surface or zone.

05 / Lot code

Trace one step each way

Link harvest block, cultivar, date/time, crew, inputs, pack line, packaging lot, quantity, storage, shipment and customer. Preserve splits, merges, rework and disposition.

06 / Records

Control the evidence

Approve forms and versions, make entries at the time of work, correct transparently, protect access and backups, retain for required periods, and retrieve promptly.

07 / Training

Verify competence

Train before work and when tasks or rules change. Record topic, trainer, attendee, language, date and competence check; supervise practice.

08 / Release

Hold uncertain product

Define authority to hold, evaluate, release, rework, divert or destroy lots. Prevent shipment while contamination, label, temperature, residue or traceability status is unresolved.

03 / Readiness and market access
Complaint & recall

Practice before an incident

Maintain 24-hour contacts, complaint triage, lot investigation, regulator and customer notification criteria, product hold, quantity reconciliation, effectiveness checks, disposition and root-cause correction. Test traceability with a mock recall and document gaps.

Certification

Define the exact scope

GlobalG.A.P., organic, or buyer schemes are examples of separate program claims. Obtain the current standard, interpretation, approved certification body and scope. Certification readiness is not certification, and one certificate does not satisfy all laws or buyers.

Export & phytosanitary

Keep regimes distinct

Food safety addresses hazards in food. Plant-health rules address quarantine pests and may require import permits, phytosanitary certificates, treatments or approved origins. Customs, labeling, organic, pesticide MRL and buyer rules are additional, distinct layers.

Before market commitment: ask the competent authorities and importer to confirm admissibility for the exact commodity form, species, origin, destination and route. A phytosanitary certificate does not prove food-safety compliance; a food-safety audit does not grant import permission.
Interactive readiness review

Find the gaps.
Do not self-certify.

Check an item only when objective evidence is current and available for the stated scope. Progress is a planning aid, not an audit result.

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Governance & people
Field inputs & environment
Pesticide & harvest release
Packhouse & cold chain
Traceability & response
Documents & market access

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